BarbriSFCourseDetails
  • videocam On-Demand
  • signal_cellular_alt Intermediate
  • card_travel International
  • schedule 90 minutes

FCPA Compliance and Third Parties: Minimizing Liability Risks, Monitoring Foreign Agents and Intermediaries

$297.00

This course is $0 with these passes:

CLE
ALL
  1. keyboard_arrow_leftBack
BarbriPdBannerMessage

Description

Many FCPA compliance risks arise out of the activity of third-party sales agents, distributors, and other intermediaries. Roughly three quarters of FCPA enforcement actions involve actions by third parties for which companies are held responsible. To manage these significant risks, companies should conduct ongoing reviews of the activities of such third parties. Periodic auditing and monitoring of compliance by third-party sales agents, distributors, and other third-party business partners remain as critical components of an effective corporate anti-corruption compliance program.

Listen as our authoritative panel examines the different types of risks created by various types of third-party sales agents and other intermediaries, discusses best practices for FCPA monitoring of the activities of third-party agents, and outlines cost-effective strategies for designing audit and compliance review programs when conducting business around the world.

Presented By

John E. Davis
Member, Practice Lead, FCPA and International Anti-Corruption
Miller & Chevalier

Mr. Davis focuses his practice on international regulatory compliance and enforcement issues. He advises on corruption issues around the world, including compliance with the FCPA and related laws and international treaties, and FCPA-related internal investigations and disclosures to the SEC and DOJ. Mr. Davis works with clients to develop and implement compliance programs, conduct due diligence and audit compliance processes.

expand_circle_down Expand to View Full Bio expand_circle_up Collapse Bio
Chris Miller
Lead Counsel, Compliance and Regional Compliance Officer, North America
General Motors

-

expand_circle_down Expand to View Full Bio expand_circle_up Collapse Bio
Credit Information

  • This 90-minute webinar is eligible in most states for 1.5 CLE credits.


  • Live Online


    On Demand

Date + Time

  • event

    Wednesday, January 15, 2025

  • schedule

    1:00 p.m. ET./10:00 a.m. PT

  1. FCPA risks created by third-party business partners
    1. Legal framework for third-party liability
    2. Recent enforcement cases involving third-party activity
    3. Unique risks created by different third parties
  2. Planning third-party audit and compliance reviews
    1. Scope of work
    2. Timing considerations
    3. Data collection and analytics
    4. Resource allocation
    5. Communication protocols
    6. Deliverables
  3. Conducting third-party audit and compliance reviews
    1. Interviews and data review
    2. Managing the process
    3. Common challenges
    4. "Red flag" findings
    5. Post-review action items
    6. Remediation options

The panel will review these and other key issues:

  • What is the universe of FCPA risks created by different types of third parties?
  • What are the essential steps for effective auditing and monitoring of third parties' FCPA compliance?
  • What cost-effective strategies can businesses utilize to minimize and mitigate FCPA risks posed by third parties?