• videocam On-Demand Webinar
  • signal_cellular_alt Intermediate
  • card_travel ERISA
  • schedule 90 minutes

Mental Health Parity Rules and Requirements for Plan Sponsors and Administrators

DOL Enforcement Actions, Regulations, Self-Compliance Tools, Comparative Analysis, CAA Parity Disclosures

About the Course

Introduction

This CLE webinar will provide benefits counsel and advisers with guidance on overcoming challenges in ensuring compliance with the Mental Health Parity and Addiction Equity Act (MHPAEA) rules and requirements for plan sponsors and insurers. The panel will discuss the requirements of MHPAEA for health plans that provide mental health and substance abuse disorder benefits, ERISA disclosure requirements, DOL enforcement of parity violations, and best practices for ensuring compliance with MHPAEA rules.

Description

The requirements of the MHPAEA and DOL enforcement actions provide significant challenges for plan sponsors in ensuring that their health plans remain compliant. In addition to the strict requirements under the MHPAEA, health plans providing mental health and substance use disorder (MH/SUD) benefits must ensure compliance with CAA requirements and IRS and DOL regulations.

In recent years, the DOL announced millions in settlements related to violations of the MHPAEA and its intent to make health plan compliance a priority in enforcement actions and audits. In addition, the Employee Benefits Security Administration commenced an audit program for compliance with MHPAEA, including making requests for the "comparative analysis" required by the CAA.

All group health plans that provide MH/SUD benefits must comply with parity rules, with limited exceptions. Benefits counsel and advisers must address the risks to plan sponsors and insurers by reassessing current health plans, adhering to the MHPAEA rules and disclosure obligations under ERISA, and other issues that result in DOL audits or class action lawsuits. Under the CAA, plan sponsors must perform and document comparative analysis of the design and application of nonquantitative treatment limits (NQTLs) and the duty to disclose this analysis and related information to the DOL on request.

Listen as our panel discusses the legal requirements of the parity rules, CAA requirements, ERISA disclosure requirements, DOL enforcement of parity violations, and techniques for handling DOL health plan audits and plaintiff lawsuits.

Presented By

Kevin J. Malone
Member
Epstein Becker & Green PC

Mr. Malone helps health care organizations navigate the most complex regulatory, transactional, and strategic issues in managed care and delivery system reform. Managed care organizations, provider groups, value-based enablement companies, and trade associations seek his advice on matters involving, among other things: Medicare Advantage, SNPs, Medicaid managed care organizations, commercial insurers, participants in the Program of All-Inclusive Care for the Elderly (PACE), Medicare Shared Savings Program and ACO REACH entities, self-funded group health plans, third-party administrators, and pharmacy benefit managers. With a distinguished body of work on dual-eligible delivery systems and the Mental Health Parity and Addiction Equity Act, Mr. Malone is also a trusted counselor on value-based payment arrangements, risk-bearing structures, and corporate governance for integrated care models. His practice bridges regulatory compliance, business strategy, and dispute resolution, allowing clients to operate confidently in a fast-evolving health care environment. Before entering private practice, Mr. Malone served in senior policy roles at the CMS, where he developed financing and delivery models for dual-eligible beneficiaries, advanced PACE expansion, and shaped Medicaid policy for medically frail populations. He is a frequent speaker and author on managed care law and policy. He also serves as an accreditation reviewer for URAC’s Mental Health Parity Accreditation Program, assessing compliance with federal parity requirements and industry best practices, and teaches Managed Care Law & Policy as an adjunct professor at The George Washington University Law School.


Britni A. Summers
Attorney
Mcgrath North Mullin & Kratz

Ms. Summers practice focuses on all aspects of labor, employment, and employee benefit matters. She gained invaluable experience as a federal law clerk for the Honorable Roger L. Wollman of the U.S. Court of Appeals for the Eighth Circuit and uses that insight to aid clients through her litigation practice.

Roberta Casper Watson
Partner
The Wagner Law Group, LLP

Ms. Watson focuses on ERISA and employee benefits. She concentrates on a wide array of areas including, pension and profit sharing plans, health and welfare benefit plans, including COBRA, HIPAA and the Affordable Care Act, ERISA fiduciary decision-making, Employee Stock Ownership Plans, benefits litigation backup, benefits aspects of mergers and acquisitions, employee benefits aspects of family law, labor laws affecting employee benefits, other employee benefits and deferred Compensation, and employee benefit disputes and employee benefits claims.

Credit Information
  • This 90-minute webinar is eligible in most states for 1.5 CLE credits.


  • Live Online


    On Demand

Date + Time

  • event

    Friday, September 26, 2025

  • schedule

    1:00 p.m. ET./10:00 a.m. PT

I. Overview of MHPAEA requirements and exceptions for plans providing MH/SUD benefits

II. CAA comparative analysis requirements and other rules

III. DOL, HHS, and Treasury guidance for MHPAEA and ERISA compliance

IV. DOL parity compliance enforcement and handling health plan audits

V. Best practices for conducting internal audits of group health plans for MHPAEA compliance

The panel will review these and other crucial questions:

  • MHPAEA legal requirements for plans providing MH/SUD benefits
  • DOL, HHS, and IRS guidance on MHPAEA compliance and implementation
  • CAA comparative analysis requirement for any NQTLs
  • Revised disclosure form for document requests and updated self-compliance tool
  • ERISA disclosure requirements for health plans providing MH/SUD benefits
  • DOL compliance enforcement and handling health plan audits