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About the Course
Introduction
This CLE webinar will provide ERISA and executive compensation attorneys with an in-depth analysis of key ethical challenges in employee benefits and compensation structuring, implementation, and administration, and provide practical tools for navigating these issues in their practice.
Description
ERISA, benefits, and executive compensation counsel face complex ethical issues in representing various companies, administrators, and fiduciaries. Factors such as the dual roles and interlocks that characterize the practice pose distinct ethical challenges for attorneys.
Key ethical concerns include conflicts of interest, especially when representing multiple parties, and communications with outside or in-house counsel, and fiduciaries. Other significant ethical issues include duties of loyalty and confidentiality and attorney-client privilege.
Counsel should appropriately balance efficiency in client representation with ethical requirements to ensure that their actions align with legal standards while protecting the interests of their clients.
Listen as our expert discusses the ethical considerations that frequently arise in ERISA, employee benefits, and executive compensation, and how attorneys can maintain professional integrity and compliance with ethical standards.
Presented By
Mr. Oringer heads the firm’s New York office and serves as its General Counsel. His expertise extends to a broad array of issues relating to ERISA and executive compensation. Mr. Oringer advises clients regarding their pension and welfare plans and arrangements, benefits-related tax matters and fiduciary issues arising in connection with the investment of plan assets and has extensive experience with executive compensation representing employers as well as individual executives. His advice to clients encompasses all aspects of corporate transactions and initial public offerings in which benefits and compensation issues play a central part. Mr. Oringer regularly counsels financial institutions and plan fiduciaries regarding investments and has been instrumental in designing intricate investment structures to address complex ERISA issues. As General Counsel, he addresses a variety of ethical issues impacting an ever-growing law firm. Nationally known for his experience with ERISA and matters relating to executive compensation, Mr. Oringer is a frequent speaker and writer on a wide variety of topics. He has been quoted in numerous publications, including The Wall Street Journal, The New York Times, The Financial Times, Crain’s Pensions & Investments, Newsday, USA Today, The Chicago Sun Times and Law360. Mr. Oringer has authored, co-authored or contributed to numerous bar comment letters and reports to regulators, and has testified at the request of Congress and before the Department of Labor.
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This 90-minute webinar is eligible in most states for 1.5 CLE credits.
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An excellent opportunity to earn Ethics CLE credits. Note: BARBRI cannot guarantee that this course will be approved for ethics credits in all states. To confirm, please contact our CLE department at pdservice@barbri.com.
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Live Online
On Demand
Date + Time
- event
Monday, December 15, 2025
- schedule
1:00 p.m. ET./10:00 a.m. PT
I. Sources of ethical guidance and rules
A. ABA Model Rules, and the various state rules that apply
II. Common ethical issues
A. Communications
B. Conflicts of interest
C. Confidentiality
D. Multi-party representation
E. Privilege and the fiduciary exception thereto
III. Best practice tips for compliance with ethics rules, principles, and guidelines
Our expert will discuss these and other important issues:
- Key attorney-client privilege, and duty of loyalty and confidentiality issues for counsel
- What are exceptions to attorney-client privilege regarding fiduciaries
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