BarbriSFCourseDetails
  • videocam Live Online with Live Q&A
  • calendar_month December 15, 2025 @ 1:00 p.m. ET./10:00 a.m. PT
  • signal_cellular_alt Intermediate
  • card_travel Ethics and Specialty Credits
  • schedule 90 minutes

Legal Ethics for ERISA and Executive Compensation Counsel

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Description

ERISA, benefits, and executive compensation counsel face complex ethical issues in representing various companies, administrators, and fiduciaries. Factors such as frequent changes in employment and labor-related policy and the increase in various ERISA-related claims from plan participants pose unique ethical challenges for attorneys.

Key ethical concerns include conflicts of interest, especially when representing multiple parties, and communications with outside or in-house counsel, third-party administrators, and fiduciaries. Other prominent ethical issues include duties of loyalty and confidentiality and attorney-client privilege, which may pose challenges in the transactional context or in managing claims.

Counsel must balance efficiency in client representation with ethical requirements to ensure that their actions align with legal standards while protecting the interests of their clients.

Listen as our expert panel discusses the ethical considerations that frequently arise in ERISA, employee benefits, and executive compensation, and how attorneys can maintain professional integrity and compliance with ethical standards.

Presented By

Andrew L. Oringer
Partner, General Counsel
The Wagner Law Group, LLP

Mr. Oringer heads the firm’s New York office and serves as its General Counsel. His expertise extends to a broad array of issues relating to ERISA and executive compensation. Mr. Oringer advises clients regarding their pension and welfare plans and arrangements, benefits-related tax matters and fiduciary issues arising in connection with the investment of plan assets and has extensive experience with executive compensation representing employers as well as individual executives. His advice to clients encompasses all aspects of corporate transactions and initial public offerings in which benefits and compensation issues play a central part. Mr. Oringer regularly counsels financial institutions and plan fiduciaries regarding investments and has been instrumental in designing intricate investment structures to address complex ERISA issues. As General Counsel, he addresses a variety of ethical issues impacting an ever-growing law firm. Nationally known for his experience with ERISA and matters relating to executive compensation, Mr. Oringer is a frequent speaker and writer on a wide variety of topics. He has been quoted in numerous publications, including The Wall Street Journal, The New York Times, The Financial Times, Crain’s Pensions & Investments, Newsday, USA Today, The Chicago Sun Times and Law360. Mr. Oringer has authored, co-authored or contributed to numerous bar comment letters and reports to regulators, and has testified at the request of Congress and before the Department of Labor.

Credit Information
  • This 90-minute webinar is eligible in most states for 1.5 CLE credits.

  • An excellent opportunity to earn Ethics CLE credits. Note: BARBRI cannot guarantee that this course will be approved for ethics credits in all states. To confirm, please contact our CLE department at pdservice@barbri.com.


  • Live Online


    On Demand

Date + Time

  • event

    Monday, December 15, 2025

  • schedule

    1:00 p.m. ET./10:00 a.m. PT

I. Sources of ethical guidance and rules

A. ABA Model Rules 1.1, 1.3, 1.4, 1.6, 1.7, 3.7, others

II. Common ethical issues

A. Communications

B. Conflicts of interest

C. Confidentiality

D. Multi-party representation

E. Fiduciary exception to privilege

III. Data privacy and cybersecurity issues

IV. Best practice tips for compliance with ethics rules, principles, and guidelines

The panel will discuss these and other important issues:

  • Key attorney-client privilege, work product doctrine, and duty of loyalty and confidentiality issues for counsel
  • What are exceptions to attorney-client privilege regarding fiduciaries?
  • Navigating data privacy and cybersecurity issues
  • Best practices for employee benefits counsel