Preparing Proxy Statements and Annual Reports: Navigating New SEC Rules, Developments in Disclosures and Governance

Mr. Juergens is a member of the firm’s Capital Markets, Insurance, and Private Equity Groups. His practice focuses on securities laws, representations of issuers and financial intermediaries in capital markets transactions, and providing public companies with advice on corporate governance matters and compliance with SEC and stock exchange rules and regulations. Mr. Juergens is currently the Vice-Chair of the Securities Law Opinions subcommittee of the Federal Regulation of Securities Committee of the ABA and a member of the Law360 Capital Markets Editorial Advisory Board. He is a frequent author and speaker on legal developments affecting the capital markets and insurance and private equity industries. 

Mr. Levi’s practice focuses on ongoing compliance obligations under U.S. securities laws and corporate governance matters, as well as public and private securities transactions. He counsels clients on all aspects of their compliance with the U.S. securities laws and the rules of the major U.S. exchanges, including the preparation of periodic and current reports, proxy statements, registration statements on Form S-8, and insider reports and related liability issues under Sections 13 and 16 of the U.S. Securities Exchange Act of 1934. Mr. Levi assists public companies in connection with best corporate governance practices, disclosure questions, board and committee independence, and shareholder activism. He also regularly represents issuers and banks in a range of equity and debt transactions, including registered offerings, Rule 144A and Regulation S offerings and liability management transactions. 

Mr. Pedersen’s practice focuses on a broad range of capital markets transactions, regularly representing issuers, private equity firms and underwriters in public and private offerings of debt and equity securities, and advising public and private companies on securities laws, disclosure, corporate governance and general corporate matters.